Holders of the Guinness World Record for the "Largest Fireworks Display" ever recorded and "Largest Pyrotechnic Image", Fireworks by Grucci is a sixth-generation, family-owned and operated company. Known as "America's First Family of Fireworks," the Gruccis have transformed the night skies to the delight of millions across the globe since 1850. They are world-renowned for pyrotechnic artistry, scientific innovation and old-fashioned values. Their signature performances include the official celebration of the 200th Anniversary of the National Anthem “Star Spangled Spectacular,†in Baltimore, countless performances in and around Las Vegas, NV., seven consecutive U.S. Presidential Inaugurations; the Olympic Games in Beijing, Salt Lake City, Los Angeles and Lake Placid; commemorations such as the Centennial of the Statue of Liberty and star-studded extravaganzas including the grand opening of the Atlantis Dubai and the Palm Jumeirah Island in the United Arab Emirates. On New Year’s Eve 2013, a stunning performance displaying 479,651 fireworks made its debut above Dubai’s iconic skyline. The Gruccis achieved their “Largest Fireworks Display†title with this performance and smashed the Guinness Book of World Record’s preceding mark. Phil Grucci currently serves as President/CEO of Fireworks by Grucci, Inc. and Pyrotechnique by Grucci, Inc., the manufacturing entity of the Grucci group of companies.... |
Overview
The Legal and Compliance Officer is responsible for overseeing and ensuring adherence to legal and regulatory standards within the organization. This role involves reviewing and advising on legal agreements, managing compliance programs, and providing support for Customer Due Diligence (CDD) and Anti-Money Laundering (AML) activities. The position requires a detailed-oriented individual who can effectively navigate complex legal landscapes and regulatory requirements while supporting various internal and external stakeholders.
Responsibilities
Analyze and review Non-Disclosure Agreements (NDAs) and brokerage transaction agreements
Provide advice on contractual issues, legal matters, and potential risks related to consultancy and brokerage.
Manage and oversee all compliance programs.
Investigate and address compliance violations.
Monitor regulatory changes, relevant laws, and regulations across the business; prepare and present reports for management.
Ensure adherence to complaint handling procedures; maintain records of complaints and actions taken.
Conduct continuous training and assessments for team members to ensure compliance awareness.
Perform general administrative tasks, including file creation and maintenance of ongoing administrative projects.
Implement and manage Customer Due Diligence (CDD) onboarding processes, including sanctions checks and verifications according to established procedures.
Provide CDD and AML support to all levels of stakeholders and external clients.
Review brokerage agreements and transactions in the context of CDD and AML compliance.
Assist with ongoing monitoring of clients.
Maintain and manage workflow in collaboration with the legal department.
Ensure achievement of weekly targets in a fast-paced, high-volume environment.
Maintain up-to-date knowledge of relevant CDD and AML regulations.
Contribute to the continuous improvement of the CDD function.
The Legal and Compliance Officer is responsible for overseeing and ensuring adherence to legal and regulatory standards within the organization. This role involves reviewing and advising on legal agreements, managing compliance programs, and providing support for Customer Due Diligence (CDD) and Anti-Money Laundering (AML) activities. The position requires a detailed-oriented individual who can effectively navigate complex legal landscapes and regulatory requirements while supporting various internal and external stakeholders.
Responsibilities
Analyze and review Non-Disclosure Agreements (NDAs) and brokerage transaction agreements
Provide advice on contractual issues, legal matters, and potential risks related to consultancy and brokerage.
Manage and oversee all compliance programs.
Investigate and address compliance violations.
Monitor regulatory changes, relevant laws, and regulations across the business; prepare and present reports for management.
Ensure adherence to complaint handling procedures; maintain records of complaints and actions taken.
Conduct continuous training and assessments for team members to ensure compliance awareness.
Perform general administrative tasks, including file creation and maintenance of ongoing administrative projects.
Implement and manage Customer Due Diligence (CDD) onboarding processes, including sanctions checks and verifications according to established procedures.
Provide CDD and AML support to all levels of stakeholders and external clients.
Review brokerage agreements and transactions in the context of CDD and AML compliance.
Assist with ongoing monitoring of clients.
Maintain and manage workflow in collaboration with the legal department.
Ensure achievement of weekly targets in a fast-paced, high-volume environment.
Maintain up-to-date knowledge of relevant CDD and AML regulations.
Contribute to the continuous improvement of the CDD function.
